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Tom Carothers/The end of the transition paradigm

Carothers began with the caveat that his paper draws not on the expertise of a Nepal specialist, but on a comparative approach to democratisation in different parts of the world to contextualise Nepal’s experience within other global developments.
He drew attention to the idea of ‘transition democracy’. In the last two decades, a remarkable wave of political developments has occurred, with democracies overturning dictatorships in many places. As a consequence, a framework emphasising the transition to democracy emerged to help explain these changes. But, as transitions cannot go on indefinitely, the phase of transition democracy has probably ended in many places. There is now a need to develop new paradigms to explain political trends.
The concept of ‘transition to democracy’ was founded on five assumptions:

1. Any country moving away from authoritarianism is moving towards democracy.

1.2. Democratisation is a natural process proceeding in stages. It is possible to place a country on a continuum of democratic development.

1.3. Elections are important in two ways: for forming a foundation of political choice and for serving as a basis for continuing reform that produces responsible and responsive politicians.

1.4. Economic and political development do not necessarily depend on each other. Democracy does not require certain economic pre-conditions.

1.5. Building a democracy and a more effective state are complimentary processes.

These assumptions have been undermined by experiences in the last few years. Today, of the approximately 100 countries once labelled ‘transition democracies’, only 10-20 are moving towards consolidated democracy. For the most part, these countries are found in eastern Europe, Latin America and East Asia. In many parts of the world, countries have ended up in a grey zone between democracy and authoritarianism. People in these countries often say similar things: ‘Politicians in this country don’t care about the common people’, ‘We had such high expectations, but we haven’t seen any rewards’, ‘Corruption is a massive problem’, ‘We’re not really interested in ideology’, ‘The parties don’t stand for anything but themselves’, ‘I’m interested in competence and honesty’, ‘We’re very concerned about the influence of the private sector on the political process’.

The core assumptions of the transition democracy paradigm are not proving true. For instance,
1) abandonment of authoritarianism can lead to many different things, not all of which are democratic;
2) nations continue to deal with fundamental problems, despite talk of stages;
3) good elections can exist with bad politics; the virtuous cycle does not always work out; and
4) the economic assumptions of democracy have not proved true—poverty is highly corrosive for democracy, and an independent civil society and media are hard to establish in impoverished societies;
5) democracy-building in the ideal case should be about distributing power, but in state-building, it is about assembling power and people often blame the weakness of the state for failures.

Many of the countries in this ‘grey zone’ are not in a process of change that we understand, said Carothers. Surveying the world, some countries (Uzbekistan, Egypt, Malaysia) have fallen into a dominant power group. A powerful family/clan controls politics, and while they allow some token dissent, there is no chance for substantive change. The other set of countries is mired in feckless pluralism. No single group controls power, but there is endemic incompetence among the elite, in spite of external funding of civil society.

Both of these systems have their relative merits of stability. In Egypt, for instance, Hosni Mubarak manipulates public opinion to stay in power and provide continuity. In the second category, there is the continuous process of renewal, which can remain relatively stable for a long time. In the second group, there are two ways change occurs: as in Venezuela, where a non-party candidate enjoys success, or alternatively, with a revolutionary movement, which has the effect of undermining the political centre, strengthening both the left and the right.

In Nepal, people are frustrated with the incompetence of the political elite, the powerlessness of civil society, the overwhelming problems, and the failures of elections to effect change. Nepal is not unique, though there are some aggravating circumstances here, including massive poverty, unusual political fracturing, oppression and a monarchical system.
In conclusion, it is no longer appropriate to call Nepal a country in transition to democracy, but instead to place it in some other category. Nepal is on the edge of something decidedly undemocratic.

Summary Thursday, April 24
Summary Friday, April 25
Summary, Saturday, April 26

 
 
 
 
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